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SECURITIES TRADING REPORTING (STR) IN ACCORDANCE WITH § 9 OF THE (GERMAN) SECURITIES TRADING ACT
  • Data transfer via the registration and publication platform of the Federal Financial Supervisory Authority
  • MiFID-conform
In accordance with § 9 of the Securities Trading Act (WpHG), financial institutions belonging to the circle of reporting institutions as defined by law are under obligation to report certain business activities with securities to the Federal Financial Supervisory Authority (BaFin).
Implemented with state-of-the-art design and technology, the SECTRAS-STR component is made available to reporting institutions, agents etc., thus enabling them to report business data from the stock exchange on a daily basis and fully automatically to the respective recipient without the user’s interference.

SCOPE OF FUNCTIONS
  • STR-General Input Interface
  • Verification whether the business activity is reportable
  • Protocol of exemption(s) from reporting duty
  • Generation of reportable records